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ACAMS CAMS certification is recognized by financial institutions, regulatory agencies, and governments around the world as the gold standard for anti-money laundering professionals. Certified Anti-Money Laundering Specialists (the 6th edition) certification demonstrates a commitment to maintaining the highest standards of integrity, professionalism, and compliance in the fight against financial crime. CAMS certified professionals are highly sought-after by employers in the banking, finance, and regulatory sectors, and can expect to earn a higher salary and enjoy greater career advancement opportunities.
The CAMS exam covers a wide range of topics related to AML, including risk assessment, customer due diligence, transaction monitoring, and reporting. CAMS exam is divided into six sections, each of which focuses on a different area of AML. The sections include: (1) Risk Assessment; (2) Customer Due Diligence; (3) Customer Risk Profiling; (4) Transactions and Monitoring; (5) AML Compliance Programs; and (6) Conducting and Responding to Investigations. CAMS Exam is computer-based and consists of 120 multiple-choice questions, which must be completed within a four-hour time limit.
The CAMS certification exam covers a wide range of topics related to AML, including risk assessments, customer due diligence, transaction monitoring, and sanctions compliance. CAMS exam is designed to test the knowledge and skills of AML professionals and ensure that they are able to effectively identify, prevent, and detect money laundering activities. CAMS exam consists of 120 multiple-choice questions that must be completed within a four-hour time limit.
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ACAMS Certified Anti-Money Laundering Specialists (the 6th edition) Sample Questions (Q202-Q207):
NEW QUESTION # 202
How should law enforcement obtain documentation from an institution when suspicious activity was identified? (Choose two.)
- A. Pay an employee of the accountable institution to make copies of the documents.
- B. Request a Financial Intelligence Unit (FIU) share copies of suspicious transaction reports.
- C. Request copies of the relevant documents from the accountable institution.
- D. Request the documents from the FIU.
- E. Acquire a search warrant to obtain the documents.
Answer: C,E
Explanation:
Law enforcement should obtain documentation from an institution when suspicious activity was identified by either requesting copies of the relevant documents from the accountable institution or acquiring a search warrant to obtain the documents. These are the legal and proper ways to access the supporting documentation that the institution is required to maintain for five years after filing a suspicious activity report (SAR). The institution must provide the documentation upon request by FinCEN or an appropriate law enforcement or supervisory agency, and should verify the identity and authority of the requestor. Law enforcement can also obtain a search warrant from a court if they have probable cause to believe that the documents contain evidence of a crime.
Suspicious Activity Report Supporting Documentation
Answers to Frequently Asked Questions Regarding Suspicious Activity Reporting and Other Anti-Money Laundering Considerations, Question 1.
Obtaining Documentation from an Institution: Law Enforcement Procedures Reference: https://www.federalregister.gov/documents/2010/12/03/2010-29869/financial-crimes-enforcement- network-confidentiality-of-suspicious-activity-reports
NEW QUESTION # 203
What are three factors a financial institution should examine with regard to a new customer who is opening up a new account? Choose 3 answers
- A. The type and size of the business the customer runs
- B. The legal structure of the customer's business
- C. The country or location where the customer is from or does business
- D. The previous financial institutions where the customer has banked
Answer: A,B,C
NEW QUESTION # 204
Which of the following are the most suspicious transaction indicators related to casino activities?
1. A client requests a winnings check (cheque) in a third party's name.
2. Acquaintances bet against each other in even-money games and it appears they are intentionally losing to one of the parties.
3. A new client who is a large volume player asks the casino operator about the ability to transfer the funds to other locations in the same country.
4. A client requests the transfer of winnings to the bank account of a third party in a country without an effective anti-money laundering regime.
- A. 1, 3, and 4 only
- B. 1, 2, and 3 only
- C. 1, 2, and 4 only
- D. 2, 3, and 4 only
Answer: C
Explanation:
The most suspicious transaction indicators related to casino activities are:
* A client requests a winnings check (cheque) in a third party's name. This could indicate an attempt to conceal the source or ownership of the funds, or to evade reporting requirements.
* Acquaintances bet against each other in even-money games and it appears they are intentionally losing to one of the parties. This could indicate a scheme to launder money through the casino by transferring funds from one party to another without attracting attention.
* A client requests the transfer of winnings to the bank account of a third party in a country without an effective anti-money laundering regime. This could indicate an attempt to move funds to a high-risk jurisdiction or to a person or entity that is involved in illicit activities.
The option that is not suspicious is:
* A new client who is a large volume player asks the casino operator about the ability to transfer the funds to other locations in the same country. This could be a legitimate inquiry from a high-net-worth individual who travels frequently and wants to access their funds conveniently.
ACAMS CAMS Certification Video Training Course - Exam-Labs1
Exam CAMS: Certified Anti-Money Laundering Specialist (the 6th edition)2 ACAMS Study Guide for the Certification Examination, 6th Edition, Chapter 8, page 173
https://www.acams.org/wp-content/uploads/2019/08/ACAMS-Study-Guide-6th-Edition-Chapter-8.pdf
NEW QUESTION # 205
In many jurisdictions, financial institutions are prohibited from hiring a person who has been convicted of what type of offense?
- A. Driving while under the influence
- B. Protests of government action
- C. Offenses involving dishonesty
- D. Kidnapping
Answer: C
Explanation:
Explanation/Reference: http://www.capitol.hawaii.gov/hrscurrent/vol07_ch0346-0398/HRS0378/HRS_0378-0003.htm (See
9th point)
NEW QUESTION # 206
A suspicious transaction report filed on a car dealer structuring deposits initiates a criminal investigation. The dealer changes branches and begins placing transactions with a frontline employee to whom the dealer has given numerous gifts.
This employee handles all of the dealer's structured deposits and does not report the suspicious activity internally.
The competent authority has advised the anti-money laundering specialist to avoid tipping off the employee until the investigation is finalized.
What action should the specialist take next?
- A. Recommend the immediate termination of the employee.
- B. Advise that the dealer's accounts should be closed.
- C. Inform the institution's regulatory agency of the situation.
- D. Consult with senior management and the legal advisor.
Answer: D
Explanation:
it describes the action that the anti-money laundering specialist should take next, which is to consult with senior management and the legal advisor. This is because the specialist needs to seek guidance and approval from the higher authorities and the legal experts on how to handle the situation without compromising the ongoing criminal investigation or violating the anti-money laundering laws and regulations. The specialist also needs to ensure that the institution's internal policies and procedures are followed andthat the appropriate measures are taken to mitigate the risks and protect the reputation of the institution.
The other options are not necessarily actions that the anti-money laundering specialist should take next, although they may be considered or implemented later depending on the outcome of the consultation and the investigation. Option A describes a possible consequence for the employee, which is to recommend the immediate termination of the employee, but this may not be the best course of action at this stage, as it may alert the employee or the dealer of the investigation, or it may be premature or disproportionate without sufficient evidence or due process. Option B describes a possible measure for the dealer, which is to advise that the dealer's accounts should be closed, but this may not be feasible or advisable at this stage, as it may also tip off the dealer or the employee of the investigation, or it may interfere with the collection of evidence or the prosecution of the case. Option D describes a possible reporting obligation for the institution, which is to inform the institution's regulatory agency of the situation, but this may not be required or appropriate at this stage, as it may conflict with the instructions of the competent authority or the confidentiality of the investigation, or it may expose the institution to legal or regulatory liabilities or sanctions.
ACAMS CAMS Certification Video Training Course - 6th Edition1
Exam CAMS: Certified Anti-Money Laundering Specialist (the 6th edition)2 ACAMS CAMS Study Guide - 6th Edition, Chapter 6, pages 132-133
https://www.acams.org/wp-content/uploads/2019/09/ACAMS-CAMS-Study-Guide-6th-Edition-Chapter-6.pdf
NEW QUESTION # 207
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